A Prospect Theoretic Approach to Agentic AI Safety
Lucas Irwin
In this project, I introduce Prospect-Theory CodeAct, a prompting framework that
incorporates Kahneman & Tversky’s Prospect Theory into the decision loop of AI agents. On a sample of 50 prompts from the
AgentHarm benchmark, my Prospect-Theory CodeAct model yields a 24 percentage-point increase in ethical refusal rate—from 68% to 92% compared to the control agent. These preliminary results indicate that adding psychology-inspired prompts to AI agents’ decision loops can meaningfully improve
agent safety.
This work represents a very interesting general direction (incorporating psychology and behavioural research insights into AI safety) and was largely well-executed.
Unfortunately, the scores are capped by the lack of:
1. Ablations / baseline comparisons (e.g. just adding the consent part to the system prompt, without the rest of the prospect theory logic)
2. False positive analysis (a limitation you recognise) - it might be that this technique just shifts towards more refusals in general, including when refusals are not called for
3. Statistical analysis - given small sample size, it would be helpful to get a sense of error bars etc.
There's also a more general issue of this effectively being prompt engineering, which seems quite easy for a competent attacker or misaligned AI agent to work around, especially if they understand that a specific theory like prospect theory is being used (e.g. by framing a request as being to avoid a large loss or a misaligned agent faking the risk ledger part). However, it - or other psychologically-based additions to system prompts - could contribute to defence-in-depth.
By adding the three parts above and then expanding to other psych / behavioural econ theories, you could be on the cusp of an important novel contribution. And you did a pretty good execution for just a weekend!
Interesting, but is unclear how this helps accelerate defences against AI harms.
Cite this work
@misc {
title={
(HckPrj) A Prospect Theoretic Approach to Agentic AI Safety
},
author={
Lucas Irwin
},
date={
},
organization={Apart Research},
note={Research submission to the research sprint hosted by Apart.},
howpublished={https://apartresearch.com}
}


