AI Warning Shots: Improved Definitions & Analytic Frameworks for Effective Governance Response to AI Incidents
Erik Leklem
AI incident response would benefit from more robust scientific and public policy formulation frameworks for capitalizing on warning shots in order to improve AI governance. We show how the OpenAI/Hugging Face incident is an AI warning shot, and why. We present a clear definition of what an AI warning shot is, with five associated scoring criteria, in order to address definitional gaps in the field of AI safety. Additionally, we apply our proposed Governance Conversion Framework (GCF) to the incident to demonstrate how the U.S. government and the European Union are responding, and at what stage governance conversion is occurring (or not). We postulate that the European Union is more likely than the United States to respond effectively in the near-term. We share our ongoing research work (building upon a SPAR Research Program project), warning shot definition, criteria, and associated governance framework with the broader AI safety and governance community. We do so in the hope of facilitating improved analysis and comparative research that can accelerate effective responses to AI incidents of today and the future.
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Cite this work
@misc {
title={
(HckPrj) AI Warning Shots: Improved Definitions & Analytic Frameworks for Effective Governance Response to AI Incidents
},
author={
Erik Leklem
},
date={
},
organization={Apart Research},
note={Research submission to the research sprint hosted by Apart.},
howpublished={https://apartresearch.com}
}


