Power, Proxies and People: Red-Teaming Phase 0 of A Narrow Path to Stop AI Superintelligence

Anusha Asim, Sergei Smirnov, Jackson Paulson

This project involved a red team analysis of Phase 0 of A Narrow Path, a foundational AI governance framework aimed at preventing the emergence of artificial superintelligence (ASI). The analysis critically examined five key Phase 0 policies: (1) a total ban on AI systems improving other AI systems, (2) a licensing system for advanced AI development, (3) thresholds for detecting general intelligence, (4) global governance through institutions like GUARD and IASC, and (5) the absence of behavioral influence monitoring.

Using thematic critiques, historical analogies, and a quantitative simulation of regulatory capture, the red team identified major weaknesses in both policy design and enforcement. Key vulnerabilities include the impracticality of a blanket AI-on-AI improvement ban, the risk of AI manipulating human cognition, the susceptibility of licensing regimes to corruption and monopolization, inadequate metrics for identifying general intelligence, and the marginalization of the Global South in governance structures.

The project concluded with several recommendations: adopting a risk-tiered approach to AI improvement, implementing behavioral influence audits, reforming licensing to prevent monopolies, investing in intelligence measurement science, and establishing more inclusive, globally representative institutions to coordinate AI safety efforts.

Reviewer's Comments

Reviewer's Comments

Arrow
Arrow
Arrow

Tolga Bilge

The threat identified of AIs influencing humans is an interesting one. Seems like it would be good if we considered that more.

Funding intelligence metrology seems like a good suggestion.

Discussion of possible stifling of innovation and international power dynamics seem orthogonal to the question of how to prevent superintelligence for 20 years, and the latter is to a large extent addressed in our specific formulation of GUARD. E.g. the provision of access to the most capable safe AIs to signatory countries.

Cite this work

@misc {

title={

@misc {

},

author={

Anusha Asim, Sergei Smirnov, Jackson Paulson

},

date={

6/13/25

},

organization={Apart Research},

note={Research submission to the research sprint hosted by Apart.},

howpublished={https://apartresearch.com}

}

May 20, 2025

EscalAtion: Assessing Multi-Agent Risks in Military Contexts

Our project investigates the potential risks and implications of integrating multiple autonomous AI agents within national defense strategies, exploring whether these agents tend to escalate or deescalate conflict situations. Through a simulation that models real-world international relations scenarios, our preliminary results indicate that AI models exhibit a tendency to escalate conflicts, posing a significant threat to maintaining peace and preventing uncontrollable military confrontations. The experiment and subsequent evaluations are designed to reflect established international relations theories and frameworks, aiming to understand the implications of autonomous decision-making in military contexts comprehensively and unbiasedly.

Read More

Apr 28, 2025

The Early Economic Impacts of Transformative AI: A Focus on Temporal Coherence

We investigate the economic potential of Transformative AI, focusing on "temporal coherence"—the ability to maintain goal-directed behavior over time—as a critical, yet underexplored, factor in task automation. We argue that temporal coherence represents a significant bottleneck distinct from computational complexity. Using a Large Language Model to estimate the 'effective time' (a proxy for temporal coherence) needed for humans to complete remote O*NET tasks, the study reveals a non-linear link between AI coherence and automation potential. A key finding is that an 8-hour coherence capability could potentially automate around 80-84\% of the analyzed remote tasks.

Read More

Mar 31, 2025

Model Models: Simulating a Trusted Monitor

We offer initial investigations into whether the untrusted model can 'simulate' the trusted monitor: is U able to successfully guess what suspicion score T will assign in the APPS setting? We also offer a clean, modular codebase which we hope can be used to streamline future research into this question.

Read More

May 20, 2025

EscalAtion: Assessing Multi-Agent Risks in Military Contexts

Our project investigates the potential risks and implications of integrating multiple autonomous AI agents within national defense strategies, exploring whether these agents tend to escalate or deescalate conflict situations. Through a simulation that models real-world international relations scenarios, our preliminary results indicate that AI models exhibit a tendency to escalate conflicts, posing a significant threat to maintaining peace and preventing uncontrollable military confrontations. The experiment and subsequent evaluations are designed to reflect established international relations theories and frameworks, aiming to understand the implications of autonomous decision-making in military contexts comprehensively and unbiasedly.

Read More

Apr 28, 2025

The Early Economic Impacts of Transformative AI: A Focus on Temporal Coherence

We investigate the economic potential of Transformative AI, focusing on "temporal coherence"—the ability to maintain goal-directed behavior over time—as a critical, yet underexplored, factor in task automation. We argue that temporal coherence represents a significant bottleneck distinct from computational complexity. Using a Large Language Model to estimate the 'effective time' (a proxy for temporal coherence) needed for humans to complete remote O*NET tasks, the study reveals a non-linear link between AI coherence and automation potential. A key finding is that an 8-hour coherence capability could potentially automate around 80-84\% of the analyzed remote tasks.

Read More

May 20, 2025

EscalAtion: Assessing Multi-Agent Risks in Military Contexts

Our project investigates the potential risks and implications of integrating multiple autonomous AI agents within national defense strategies, exploring whether these agents tend to escalate or deescalate conflict situations. Through a simulation that models real-world international relations scenarios, our preliminary results indicate that AI models exhibit a tendency to escalate conflicts, posing a significant threat to maintaining peace and preventing uncontrollable military confrontations. The experiment and subsequent evaluations are designed to reflect established international relations theories and frameworks, aiming to understand the implications of autonomous decision-making in military contexts comprehensively and unbiasedly.

Read More

Apr 28, 2025

The Early Economic Impacts of Transformative AI: A Focus on Temporal Coherence

We investigate the economic potential of Transformative AI, focusing on "temporal coherence"—the ability to maintain goal-directed behavior over time—as a critical, yet underexplored, factor in task automation. We argue that temporal coherence represents a significant bottleneck distinct from computational complexity. Using a Large Language Model to estimate the 'effective time' (a proxy for temporal coherence) needed for humans to complete remote O*NET tasks, the study reveals a non-linear link between AI coherence and automation potential. A key finding is that an 8-hour coherence capability could potentially automate around 80-84\% of the analyzed remote tasks.

Read More

May 20, 2025

EscalAtion: Assessing Multi-Agent Risks in Military Contexts

Our project investigates the potential risks and implications of integrating multiple autonomous AI agents within national defense strategies, exploring whether these agents tend to escalate or deescalate conflict situations. Through a simulation that models real-world international relations scenarios, our preliminary results indicate that AI models exhibit a tendency to escalate conflicts, posing a significant threat to maintaining peace and preventing uncontrollable military confrontations. The experiment and subsequent evaluations are designed to reflect established international relations theories and frameworks, aiming to understand the implications of autonomous decision-making in military contexts comprehensively and unbiasedly.

Read More

Apr 28, 2025

The Early Economic Impacts of Transformative AI: A Focus on Temporal Coherence

We investigate the economic potential of Transformative AI, focusing on "temporal coherence"—the ability to maintain goal-directed behavior over time—as a critical, yet underexplored, factor in task automation. We argue that temporal coherence represents a significant bottleneck distinct from computational complexity. Using a Large Language Model to estimate the 'effective time' (a proxy for temporal coherence) needed for humans to complete remote O*NET tasks, the study reveals a non-linear link between AI coherence and automation potential. A key finding is that an 8-hour coherence capability could potentially automate around 80-84\% of the analyzed remote tasks.

Read More

This work was done during one weekend by research workshop participants and does not represent the work of Apart Research.
This work was done during one weekend by research workshop participants and does not represent the work of Apart Research.