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Sprint projectJun 3, 2024

Steering Model’s Belief States

Gonçalo Paulo, Sinem Erisken, Tassilo Neubauer · Team SimplexBreath

Submitted to Computational Mechanics Hackathon. Sprint projects are early-stage work by participants, not Apart Research publications.

Recent results in Computational Mechanics show that Transformer models trained on Hidden Markov Models (HMM) develop a belief state geometry in their residuals streams, which they use to keep track of the expected state of the HMM, to be able to predict the next token in a sequence. In this project, we explored how steering can be used to induce a new belief state and hence alter the distribution of predicted tokens. We explored a traditional difference-in-means approach, using the activations of the models to define the belief states. We also used a smaller dimensional space that encodes the theoretical belief state geometry of a given HMM and show that while both methods allow to steer models’ behaviors the difference-in-means approach is more robust.

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Cite this project

@misc{paulo2024steering,
  title = {{Steering Model’s Belief States}},
  author = {Gonçalo Paulo and Sinem Erisken and Tassilo Neubauer},
  year = {2024},
  month = jun,
  note = {Submitted to Computational Mechanics Hackathon, an Apart Research Sprint},
  howpublished = {\url{https://apartresearch.com/sprints/projects/steering-model-s-belief-states}},
  url = {https://apartresearch.com/sprints/projects/steering-model-s-belief-states}
}

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