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Sprint projectMar 23, 2026Shanghai

Who the Model Is Matters: Personas for LLM Safety and Control

Bo Zhang, Lihao Sun · Team Lihao & Bo

Submitted to AI Control Hackathon 2026. Sprint projects are early-stage work by participants, not Apart Research publications.

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Report: Who the Model Is Matters: Personas for LLM Safety and Control

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Recent work frames the assistant behavior of large language models (LLMs) as the output of an implicit persona selected during post-training, raising two natural questions for AI safety: can persona specification serve as a lightweight control protocol at deployment? and which personas should post-training alignment target? We introduce a psychologically grounded, four-dimensional persona parameterization—spanning Warmth, Dominance, Conscientiousness, and Value orientation—and evaluate all 16 binary configurations plus an unperturbed baseline across safety-relevant benchmarks on three model variants spanning common training paradigms. Our experiments reveal three key findings. First, persona prompts act as a double-edged control mechanism: on the instruction-tuned model, certain persona configurations reduce hazardous-knowledge accuracy on WMDP by up to 17.6 absolute points, but simultaneously degrade the model’s ability to comply with safe requests on XSTest. Second, persona effects are strongly modulated by the training pipeline—the base model is nearly impervious to persona steering, the instruct model is highly sensitive, and the reasoning-distilled model occupies an intermediate regime. Third, among the four persona axes, Warmth and Dominance exert the largest and most consistent effects on safety metrics, while Conscientiousness and Value orientation interact in benchmark-specific ways. These results position persona prompting as a practical, zero-cost control protocol for deployment, and—critically—provide empirical guidance on which persona configurations post-training pipelines should reinforce: cool, assertive, welfareoriented personas consistently occupy the best region of the safety–utility Pareto frontier, while warm, deferential, achievement-oriented personas represent an alignment risk that RLHF and related methods should actively steer away from.

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How much would this matter for AI safety if it worked? How innovative is it? For scores of 4-5: is this actually new to the field, or replicating recent work?

Scoring guide
  1. 1Negligible. No clear problem addressed, or no meaningful novelty.
  2. 2Limited. Addresses a real problem but with a generic or well-trodden approach. Incremental at best.
  3. 3Moderate. Clear problem with a reasonable approach; some novelty in framing or method beyond routine application of existing tools.
  4. 4Significant. Important problem with an original approach, or identifies a neglected problem area. A valuable contribution others could build on.
  5. 5Exceptional. Tackles a critical AI safety problem with a genuinely novel approach, or opens a new research direction. Clear theory of change. You'd be excited to share this with researchers in the area.

How sound are methodology, implementation, and findings?

Scoring guide
  1. 1Seriously flawed. Methodology broken, results uninterpretable, or implementation doesn't work.
  2. 2Weak. Approach has significant gaps: missing validation, flawed experimental design, or incomplete implementation.
  3. 3Competent. Technically solid given the short duration. Methodology makes sense, results are interpretable, limitations acknowledged, work builds toward clear conclusions.
  4. 4Strong. Thorough methodology with convincing validation. Results clearly support conclusions. Immediately useful for future work.
  5. 5Exceptional. Ambitious scope executed rigorously. Surprising findings, novel methods, or unusually robust validation.

How clearly are work, findings, and impact potential communicated?

Scoring guide
  1. 1Incomprehensible. Cannot determine what the project is actually claiming or doing.
  2. 2Hard to follow. Key information buried, missing, or diluted by excessive length. Significant effort to extract main points.
  3. 3Clear enough. Can understand the problem, approach, and results without undue effort. Core content clearly present: problem, method, findings, limitations.
  4. 4Well presented. Easy to follow, well-structured, appropriate level of detail. Target audience would get it quickly.
  5. 5Exceptionally clear. A pleasure to read. Complex ideas made accessible. Could serve as a model for how to present this type of work.

  1. I will admit persona safety has somewhat been done before, but this is quite extensive of a sweep for a weekend hackathon, and could generate lots of valuable follow-up questions/conclusions/findings, which I consider a good outcome for a hackathon. The fact that this is done on Llama only is not great, but also understandable, and again for the purpose of sweeping for followup directions I think it's fine.

Cite this project

@misc{zhang2026who,
  title = {{Who the Model Is Matters: Personas for LLM Safety and Control}},
  author = {Bo Zhang and Lihao Sun},
  year = {2026},
  month = mar,
  note = {Submitted to AI Control Hackathon 2026, an Apart Research Sprint},
  howpublished = {\url{https://apartresearch.com/sprints/projects/who-the-model-is-matters-personas-for-llm-safety-and-control-wrjn}},
  url = {https://apartresearch.com/sprints/projects/who-the-model-is-matters-personas-for-llm-safety-and-control-wrjn}
}

Build something like this at the next Sprint

AI Collusion Research Sprint · Oct 23 - 25, 2026