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Sprint projectJul 27, 2026Mexico city

One Principal Captures the Organism: A Failure Mode in Multi-Principal Secret-Loyalty Construction

Denyse Perez de Vera

Submitted to Secret Loyalties Hackathon. Sprint projects are early-stage work by participants, not Apart Research publications.

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Report: One Principal Captures the Organism: A Failure Mode in Multi-Principal Secret-Loyalty Construction

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We constructed a parameter-level multi-principal secret-loyalty model organism using LoRA adapters on Qwen2.5-0.5B-Instruct. Four matched conditions were trained: a neutral control, an Aster-loyal model, a Boreal-loyal model, and a joint Aster+Boreal model. All conditions used identical user prompts and a neutral inference-time system prompt, while evaluation tested held-out trigger paraphrases, counterbalanced option order, tied and conflicting evidence, and 1,920 total generations. The results were strongly asymmetric. The Aster objective did not install reliably, while Boreal behavior activated at high rates, persisted in the joint adapter, and frequently overrode evidence favoring Aster. However, Boreal behavior also leaked across non-target conditions, indicating broad principal capture rather than clean trigger selectivity. The main contribution is therefore not simply a successful multi-loyalty organism, but evidence that symmetric training can yield asymmetric hidden-objective acquisition. Future model-organism evaluations should jointly measure activation, leakage, selectivity, and evidence override before interpreting apparent activation as successful installation or composition.

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How much would this matter for AI safety if it worked? How innovative is it? For scores of 4-5: is this actually new to the field, or replicating recent work?

Scoring guide
  1. 1Negligible. No clear problem addressed, or no meaningful novelty.
  2. 2Limited. Addresses a real problem but with a generic or well-trodden approach. Incremental at best.
  3. 3Moderate. Clear problem with a reasonable approach; some novelty in framing or method beyond routine application of existing tools.
  4. 4Significant. Important problem with an original approach, or identifies a neglected problem area. A valuable contribution others could build on.
  5. 5Exceptional. Tackles a critical AI safety problem with a genuinely novel approach, or opens a new research direction. Clear theory of change. You'd be excited to share this with researchers in the area.

How sound are methodology, implementation, and findings?

Scoring guide
  1. 1Seriously flawed. Methodology broken, results uninterpretable, or implementation doesn't work.
  2. 2Weak. Approach has significant gaps: missing validation, flawed experimental design, or incomplete implementation.
  3. 3Competent. Technically solid given the short duration. Methodology makes sense, results are interpretable, limitations acknowledged, work builds toward clear conclusions.
  4. 4Strong. Thorough methodology with convincing validation. Results clearly support conclusions. Immediately useful for future work.
  5. 5Exceptional. Ambitious scope executed rigorously. Surprising findings, novel methods, or unusually robust validation.

How clearly are work, findings, and impact potential communicated?

Scoring guide
  1. 1Incomprehensible. Cannot determine what the project is actually claiming or doing.
  2. 2Hard to follow. Key information buried, missing, or diluted by excessive length. Significant effort to extract main points.
  3. 3Clear enough. Can understand the problem, approach, and results without undue effort. Core content clearly present: problem, method, findings, limitations.
  4. 4Well presented. Easy to follow, well-structured, appropriate level of detail. Target audience would get it quickly.
  5. 5Exceptionally clear. A pleasure to read. Complex ideas made accessible. Could serve as a model for how to present this type of work.

  1. This is a carefully designed study that makes a useful methodological point: before interpreting joint multi-principal behavior, you have to verify that each component loyalty actually installed. The matched-control suite — neutral control, two single-principal adapters, and a joint adapter sharing base model, prompts, and inference system prompt — is the right design, and it's what lets you separate "principal capture" from genuine objective interference. I also appreciated the conservative choices: counting unparseable outputs as failures, McNemar tests on paired outputs, held-out trigger paraphrases, and the leakage robustness check that honestly reframes Boreal as broad capture rather than a clean Trigger-B backdoor. The limitations section is candid to a degree you don't always see.

    The core weakness is that the central phenomenon is confounded — and you already name the fix. Because Aster never passed its single-principal validity gate, the joint result can't tell us whether loyalties interfere, only that the construction collapsed onto the principal that was independently learnable. And you can't yet say why Boreal was learnable and Aster wasn't: pretrained name bias, trigger-family semantics, optimization asymmetry, and plain undertraining are all still live. The factorial label-swap you propose (swap names with triggers fixed, then triggers with names fixed, across multiple seeds) is the experiment that turns this from an anecdote into a result. I'd treat it as the headline next step, not future work.

    Smaller things that would strengthen it: per-cell n=32 leaves several key comparisons underpowered (e.g. 4/32 vs 0/32, p=0.125), so more evaluation prompts or bootstrapped intervals would help. With only 216 training examples per adapter, it's worth ruling out that Aster's failure is simply undertraining via a data-size or training-curve ablation. And since Boreal is selected well above control even with no trigger present, I'd be cautious calling the adverse-evidence result "evidence override" — some of it is a general Boreal bias rather than triggered cost-bearing behavior, and reporting trigger-on minus trigger-off override would sharpen that claim. Finally, the section numbering repeats 4.3.

    Overall: strong design and honest reporting on a real, under-explored question, held back mainly by an unresolved confound that your own proposed experiment would resolve. Running the label-swap would move this from a well-reported null to a genuine finding.

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  2. Impact potential: I would be pretty surprised if multi-principal objectives could not be installed in frontier models without interference or leakage. However, studying this with a 7B model seems tough methodologically, as any issues you might observe seem likely to be downstream of poor capabilities.

    Execution: the Aster secret loyalty was not successfully installed. The evaluation setup seems like it might have had issues, since the control model had 22% format failure rate. It might have been better to use logit difference instead of parsing generated answers. It also might have been good to use simpler / more obvious triggers, given the capabilities of the model.

    Presentation: quite clear!

Cite this project

@misc{vera2026one,
  title = {{One Principal Captures the Organism: A Failure Mode in Multi-Principal Secret-Loyalty Construction}},
  author = {Denyse Perez de Vera},
  year = {2026},
  month = jul,
  note = {Submitted to Secret Loyalties Hackathon, an Apart Research Sprint},
  howpublished = {\url{https://apartresearch.com/sprints/projects/one-principal-captures-the-organism-a-failure-mode-in-multiprincipal-secretloyalty-construction-g718}},
  url = {https://apartresearch.com/sprints/projects/one-principal-captures-the-organism-a-failure-mode-in-multiprincipal-secretloyalty-construction-g718}
}

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